Posted on: 13/02/2018

Job type: Permanent

Sector: Financial Services

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A fast growing Asian bank is now looking for a Head of Compliance in Shanghai with solid knowledge of trade finance.

Main Responsibilities:

* To ensure all AML / Compliance related processes/Systems are in place
* To ensure that business process & policies are complying with regulator's requirements (CBRC, PBOC & SAFE as applicable)
* Liaison with the regulators as & when needed to facilitate clarifications and sharing of information as required
* To ensure regular review of departmental Compliance procedures
* To initiate and execute studies of Compliance implications arising out of new product initiatives
* To ensure necessary awareness of compliance procedures in the organization
* To ensure detailed monitoring and testing of compliance procedures
* To liaise with other Business group and ensure coordinated responses
* To ensure regulatory reporting & self-assessments, including suspicious activity reporting, are complied with on timely basis.
* Communicate with the business and Senior Management on the audit findings and action planning and review the action plan execution within areas audited/inspected to ensure these have been completed.
* Support / supplement with the latest documents / reports / procedures required for running of the branch.


* Minimum 10 years related working experiences in banking industry;
* Strong analytical and interpersonal skills;
* Knowledge and understanding of practical implementation of various regulatory guidlines and expectations ( CBRC, PBOC & SAFE) as and where applicable;
* Good understadning of trade finance and syndication business;
* Making presentation to senior management at the branch and headoffice level;
* Ability to work in unstructured working environment.
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Apply for Head of Compliance
Reference: CN132848

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